The following is a listing of reference materials, made available as resources for use in furthering research during the privacy policy development process. These reference materials are listed in the Guide as resources and are listed here with their associated topics.
Foreword
- The Federal Advisory Committee Act, Title 5, Government Organization and Employees, Appendix 2, www.archives.gov/federal-register/laws/fed-advisory-committee/15.html.
- Global Justice Information Sharing Initiative (Global), Global Privacy and Information Quality Working Group (GPIQWG), Privacy, Civil Liberties, and Information Quality Policy Development for the Justice Decision Maker, February 2008.
Privacy Policy Overview
- Global Justice Information Sharing Initiative (Global), Global Privacy and Information Quality Working Group (GPIQWG), Privacy, Civil Liberties, and Information Quality Policy Development for the Justice Decision Maker, February 2008.
- U.S. Department of Justice, Privacy and Civil Liberties Office, https://www.justice.gov/opcl.
- Smith, Robert Ellis, Ben Franklin’s Web Site Privacy and Curiosity From Plymouth Rock to the Internet, 2000,
ISBN 0-930072.
- Global Justice Information Sharing Initiative (Global), Global Security Working Group (GSWG), Applying Security Practices to Justice Information Sharing, Version 4.0, May 2007, http://it.ojp.gov/documents/asp/.
- The Data Warehouse Institute (TDWI), What Works: The Burden of Information Accountability,
Volume 18, November 2004, www.tdwi.org/Publications/WhatWorks/display.aspx?id=7306.
- Massachusetts Institute of Technology (MIT), Total Data Quality Management (TDQM) Program and International Information Quality (IQ) Conference, http://web.mit.edu/tdqm/www/index.shtml.
Governance
- National Criminal Justice Association (NCJA), Survey of State Governance Structure, States' Governance of Justice Information Systems Integration: Managing Decisionmaking in an Integrated Environment, June 2001, www.nga.org/cda/files/STATESGOVJUSTICE.pdf.
- U.S. Department of Homeland Security (DHS), SAFECOM Governance, www.safecomprogram.gov/SAFECOM/about/default.htm.
This is a model for a governance structure that creates an executive committee and advisory committee with the mission to enable public safety nationwide (across local, state, tribal, and federal organizations) by improving public safety response through more effective and efficient interoperable communications. Specifically, SAFECOM functions as an umbrella program within the federal government, managed by the DHS’s Science and Technology Directorate.
- Beyerlein, Michael M., and Cheryl Harris, Guiding the Journey to Collaborative Work Systems: A Strategic Design Workbook, San Francisco: Pfeiffer Press, 2003.
This is a hands-on, practical guide for dealing with the challenges of designing and implementing collaboration in the workplace. The workbook covers a broad range of topics necessary for successful change, including generating and maintaining support for the initiative, launching a thoroughly planned change program, and effectively communicating the plan to the rest of the organization. Filled with assessments, tools, and activities and based on interviews conducted with experts and hundreds of team members, Guiding the Journey to Collaborative Work Systems offers the support needed to design in-depth plans for changing work systems to facilitate collaborative excellence.
- Francis, David, and Don Young, Improving Work Groups: A Practical Manual for Team Building, Revised Edition,
San Francisco: Jossey-Bass/Pfeiffer Publishers, 1992.
Improving Work Groups: A Practical Manual for Team Building contains guidelines and 25 activities designed to build and maintain effective teams. Aimed at any manager, consultant, or employee responsible for developing effective teams, this publication offers a step-by-step system for initiating and evaluating team performance.
- Graham, Robert J., and Randall L. Englund, Creating an Environment for Successful Projects, 2nd Edition,
San Francisco: Jossey-Bass Publishers, 2003.
Since it was first published in 1997, this book has become a landmark work that shows how to develop project management as an organizational practice. This second edition offers solid, results-oriented advice on how upper management can create an environment that supports the success of special projects and the development of new products. The book also includes a wealth of examples from the author's workshop participants and readers of the first edition who have successfully implemented these concepts within their organizations. The following are new in the second edition:- Case-study-drawn practices about how to achieve greater overall success.
- Advice for helping project teams come together to become more effective.
- Information for developing the chief project officer position.
- Suggestions for implementing project management information systems.
- More descriptions about organizations and people who have used these principles to develop vastly improved environments.
- Varney, G. H., Building Productive Teams: An Action Guide and Resource Book, San Francisco: Jossey-Bass Publishers, 1989.
This book offers information that shows how to systematically build a productive team by identifying, understanding, and overcoming the inherent problems that occur in a team's day-to-day work.
- The following documents can be obtained from American Indian Development Associates,
2401 12th Street, NW, Suite 212, Albuquerque, New Mexico 87120, (505) 842-1122, e-mail: [email protected].
- 2004 Charter for the New Mexico Crime Data Project.
- Melton, A. P., and S. Wall, Integrated Justice Systems in American Indian Communities Planning Series: Intergovernmental Agreements Supporting Crime Information and Exchange Among Tribes and States, 2004, www.aidainc.net/Publications/index.htm.
- Melton, A. P., S. Wall, and H. Lewis, Integrated Justice Systems in American Indian Communities Planning Series: Understanding the Tribal Justice and Law Enforcement Environment, 2004, http://www.aidainc.net/CRD%20Envir.pdf.
- The following resources can be obtained from Chief Mike Lasnier, Post Office Box 1021, Suquamish, Washington 98392, (360) 598-4334.
- Tribal Law Enforcement Information Sharing Initiative: Concept of Operations, 2005.
- Northwest Association of Tribal Enforcement Officers, Governance Board Charter, 2005.
- Team Building Associates, The Strategic Approach: Six Stages to Higher Performance, http://teambuilder.server101.com/strategicteambuilding.htm.
This report is a quick review of the required elements for an effective team.
- Tuckman, Bruce, Ph.D., Forming Storming Norming Performing [Team Development] Model, 1965, www.businessballs.com/tuckmanformingstormingnormingperforming.htm.
- Clark, Donald, Teamwork Survey, 2004, www.nwlink.com/~donclark/leader/teamsuv.html.
This is a questionnaire used to evaluate the effectiveness of how a team operates.
- Cook, Ian, The Center for Association Leadership, White Paper: Kickstarting a Brand New Team, January 2002, www.asaecenter.org/PublicationsResources/whitepaperdetail.cfm?ItemNumber=12185.
This is an article on what to do and what to avoid when creating, managing, and leading a new project team.
Planning
- Seymour, Anne, Office for Victims of Crime, Strategic Planning Toolkit, 2004.
- Foundation Center, “Develop Vision and Mission Statements,” http://foundationcenter.org/getstarted/tutorials/establish/statements.html.
- Radtke, Janel M., “How to Write a Mission Statement,” 1998, www.tgci.com/magazine/How to Write a Mission Statement.pdf.
- Illinois Integrated Justice Information System (IIJIS), "Privacy Schmrivacy?": Drafting Privacy Policy in an Integrated Justice Environment, June 2004, www.icjia.state.il.us/iijis/public/pdf/PRV/PrivacySchmrivacy_FINAL.pdf.
- Global Privacy and Information Quality Working Group (GPIQWG), Vision Statement,
http://it.ojp.gov/topic.jsp?topic_id=55#Vision.
- Global Privacy and Information Quality Working Group (GPIQWG), Mission Statement,
http://it.ojp.gov/topic.jsp?topic_id=55#Mission.
- Global Justice Information Sharing Initiative (Global) Advisory Committee (GAC), Charter, 2002,
https://bja.ojp.gov/sites/g/files/xyckuh186/files/media/document/gac_charter_2002.pdf.
- Global Justice Information Sharing Initiative (Global), Guiding Principles and Strategic Vision of the Global Justice Information Sharing Initiative, Vision Statement, page 3, September 2004, https://bja.ojp.gov/sites/g/files/xyckuh186/files/media/document/200409_gac_strategic_plan.pdf.
- Global Justice Information Sharing Initiative (Global), Guiding Principles and Strategic Vision of the Global Justice Information Sharing Initiative, Mission Statement, page 4, September 2004, https://bja.ojp.gov/sites/g/files/xyckuh186/files/media/document/200409_gac_strategic_plan.pdf.
- Melton, A. P., S. Wall, Integrated Justice Systems in American Indian Communities Planning Series: Preliminary Planning for Justice Integration in Tribal Communities, 2004, www.aidainc.net/Publications/index.htm.
Process
- U.S. Department of Justice, Bureau of Justice Statistics, Sequence of Justice Events, https://www.bjs.gov/content/justsys.cfm.
- National Criminal Justice Association (NCJA), Justice Information Privacy Guideline: Developing, Drafting, and Assessing Privacy Policy for Justice Information Systems, September 2002, www.ncja.org/Content/NavigationMenu/PoliciesPractices/JusticeInformationPrivacyGuideline/default.htm.
- SEARCH, The National Consortium for Justice Information and Statistics, Justice Information Exchange Model (JIEM), www.search.org/programs/info/jiem.asp.
- U.S. Department of Justice (DOJ), Privacy and Civil Liberties Office, Privacy Impact Assessments, https://www.justice.gov/opcl/doj-privacy-impact-assessments.
- Office of Management and Budget, Guidance for Implementing the Privacy Provisions of the E-Government Act of 2002, E-Government Act of 2002, Public Law 107-347, December 17, 2002,
https://www.congress.gov/107/plaws/publ347/PLAW-107publ347.pdf.
- Organisation for Economic Co-operation and Development (OECD), Guidelines on the Protection of Privacy and Transborder Flows of Personal Data, Fair Information Principles (FIPs), October 26, 2004, https://bja.ojp.gov/sites/g/files/xyckuh186/files/media/document/oecd_fips.pdf.
- National Congress of American Indians (NCAI), www.ncai.org.
- National Association of State Chief Information Officers (NASCIO), Information Privacy: A Spotlight on Key Issues, Compendium of Federal Laws, Version 1.0, February 2004,
www.nascio.org/publications/documents/NASCIO-InformationPrivacy2004.pdf.
- NASCIO, Federal Privacy Law Compendium, Version 1.0, April 2003,
www.nascio.org/publications/documents/NASCIO-PrivacyLawCompendium.pdf.
- SEARCH, The National Consortium for Justice Information and Statistics, Compendium of State Laws: Compendium of State Security and Privacy Legislation: Overview 2002, Criminal History Record Information, Bureau of Justice Statistics (BJS), November 2003, NCJ 200030, https://www.bjs.gov/content/pub/pdf/cspsl02.pdf.
- National Conference of State Legislatures (NCSL), listing of Privacy Protections in State Constitutions, www.ncsl.org/programs/lis/privacy/stateconstpriv03.htm.
- Electronic Privacy Information Center (EPIC), listing of Privacy Laws by State, www.epic.org/privacy/consumer/states.html.
- Title III of the Omnibus Crime Control and Safe Streets Act of 1968, Public Law 90-351;
18 U.S.C. Chapter 119—Wire and Electronic Communications Interception and Interception of Oral Communications, http://straylight.law.cornell.edu/uscode/html/uscode18/usc_sup_01_18_10_I_20_119.html.
- Fair Credit Reporting Act of 1970, Public Law 91-508; 15 U.S.C. § 1681. Congressional Findings and Statement of Purpose, http://straylight.law.cornell.edu/uscode/html/uscode15/usc_sec_15_00001681----000-.html.
- Health Insurance Portability and Accountability Act of 1996, Public Law 104-191, http://aspe.hhs.gov/admnsimp/pl104191.htm.
- Privacy Act of 1974, Public Law 93-579; 5 U.S.C. § 552a. Records Maintained on Individuals, http://straylight.law.cornell.edu/uscode/html/uscode05/usc_sec_05_00000552---a000-.html.
- Right to Financial Privacy Act of 1978, Public Law 95-630; 12 U.S.C. Chapter 35—Right to Financial Privacy, http://straylight.law.cornell.edu/uscode/html/uscode12/usc_sup_01_12_10_35.html.
- Privacy Protection Act of 1980, Public Law 96-440; 42 U.S.C. § 2000aa. Searches and Seizures by Government Officers and Employees in Connection With Investigation or Prosecution of Criminal Offenses, http://straylight.law.cornell.edu/uscode/html/uscode42/usc_sec_42_00002000--aa000-.html.
- Electronic Communications Privacy Act of 1986, Public Law 99-508; 18 U.S.C.
Chapter 121—Stored Wire and Electronic Communications and Transactional Records Access, http://straylight.law.cornell.edu/uscode/html/uscode18/usc_sup_01_18_10_I_20_121.html.
- Computer Matching and Privacy Protection Act of 1988, Public Law 100-503; 5 U.S.C. § 552a. Records Maintained on Individuals, http://straylight.law.cornell.edu/uscode/html/uscode05/usc_sec_05_00000552---a000-.html.
- Driver's Privacy Protection Act of 1994, Public Law 103-322; 18 U.S.C. § 2721. Prohibition on Release and Use of Certain Personal Information From State Motor Vehicle Records, www4.law.cornell.edu/uscode/html/uscode18/usc_sec_18_00002721----000-.html.
- Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT Act of 2001), H. R. 3162, www.epic.org/privacy/terrorism/hr3162.pdf.
- Freedom of Information Act (FOIA) of 1974, Public Law 104-231; 5 U.S.C. § 552. Public Information; Agency Rules, Opinions, Orders, Records, and Proceedings, Amended fall 1996, https://www.justice.gov/oip/blog/foia-update-freedom-information-act-5-usc-sect-552-amended-public-law-no-104-231-110-stat.
- Telecommunications Act of 1996, S. 652, Federal Communications Commission (FCC), www.fcc.gov/Reports/tcom1996.pdf.
- Smith, Robert Ellis, Compilation of State and Federal Privacy Laws, ISBN 0-930072-11-1, 2003.
- University of Miami, Florida, Ethics Program, Privacy/Data Protection Project, Selected Federal Privacy Statutes, http://privacy.med.miami.edu/web_laws_regs.htm.
- University of Miami, Florida, Ethics Program, Privacy/Data Protection Project,
U.S. Federal Privacy Laws, http://privacy.med.miami.edu/glossary/xd_us_privacy_law.htm.
- Code of Federal Regulations (CFR), Title 28 (28 CFR)—Judicial Administration, Chapter 1—
U.S. Department of Justice, Part 20—Criminal Justice Information Systems.
- 28 CFR—Judicial Administration, Chapter 1—U.S. Department of Justice, Part 22—Confidentiality of Identifiable Research and Statistical Information.
- 28 CFR—Judicial Administration, Chapter 1—U.S. Department of Justice, Part 23—Criminal Intelligence Systems Operating Policies.
- 28 CFR—Judicial Administration, Chapter 1—U.S. Department of Justice, Part 46—Protection of Human Subjects.
Product
- Illinois Criminal Justice Information Authority (ICJIA) and Illinois Integrated Justice Information System (IIJIS),
Appendix C, Case Study, within this Guide.
- American Bar Association (ABA), American Jury Project, Principles for Juries and Jury Trials, Principle 7—Courts Should Protect Juror Privacy Insofar as Consistent With the Requirements of Justice and the Public Interest, 2005, www.abanet.org/juryprojectstandards/principles.pdf.
- Steketee, M. W., and A. Carlson, Developing CCJ/COSCA Guidelines for Public Access to Court Records: A National Project to Assist State Courts, Williamsburg, VA: National Center for State Courts. Final report to the State Justice Institute (SJI-01-N-054 and SJI-02-N-007), October 18, 2002, www.ncsconline.org/WC/Publications/Res_PriPub_GuidelinesPublicAccessPub.pdf also
www.courtaccess.org/modelpolicy/18Oct2002FinalReport.pdf.
- National Center for State Courts (NCSC), Public Access to Court Records, www.courtaccess.org.
State policies are constantly evolving. This is one resource for the latest developments in state-level policies and practices related to court records and associated issues.
- U.S. Department of Justice (DOJ), Global Justice Information Sharing Initiative (Global), Privacy, Civil Rights, and Civil Liberties Policy Templates for Justice Information Systems.
Implementation
- American Society for Training & Development (ASTD), formed in 1944, www.astd.org/ASTD/aboutus/about_inside.htm.
ASTD is the world's largest association dedicated to workplace learning and performance professionals.
- Training magazine, www.trainingmag.com.
Training magazine is a 41-year-old professional development magazine that advocates training and workforce development as a business tool. The magazine delves into management issues, such as leadership and succession planning; human resources (HR) issues, such as recruitment and retention; and training issues, such as learning theory, on-the-job skills assessments, and aligning core workforce competencies to enhance the bottom-line impact of training and development programs. Written for training, human resources, and business management professionals in all industries, Training combines a primarily paid circulation with a small percentage of qualified, controlled recipients to deliver the strongest circulation in the market.
- McNamara, Carter, Authenticity Consulting, LLC, Employee Training and Development: Reasons and Benefits, Free Management Library, The Management Assistance Program for Nonprofits, 1999, www.managementhelp.org/trng_dev/basics/reasons.htm.
Preface to Information Quality
The following is a selection of information quality resources currently in publication. Additional resources are available at http://it.ojp.gov/topic.jsp?topic_id=237.
- Bureau of Justice Statistics, Data Quality Guidelines, https://www.bjs.gov/content/dataquality/guidelines.cfm
- English, Larry P., Improving Data Warehouse and Business Information Quality, INFORMATION IMPACT,
International, Inc., http://www.infoimpact.com/book.cfm
- U.S. Department of Justice, Information Quality Guidelines, https://oig.justice.gov/foia/guidelines.
- U.S. Department of Justice's Office of Community Oriented Policing (COPS), Information Quality Guidelines, www.cops.usdoj.gov/Default.asp?Item=1654
- U.S. Department of Justice's Global Privacy and Information Quality Working Group, Information Quality:
The Foundation for Justice Decision Making, https://bja.ojp.gov/sites/g/files/xyckuh186/files/media/document/iq_foundation_for_justice_decision_making_1.pdf
- Fisher, Lauria, Chengalur-Smith, and Wang, Massachusetts Institute of Technology, Information Quality Publication, Introduction to Information Quality, http://mitiq.mit.edu/Books.htm
- Federal Bureau of Investigation's Criminal Justice Information Services, Methods of Data Quality Control: For Uniform Crime Reporting (UCR) Programs, https://bja.ojp.gov/sites/g/files/xyckuh186/files/media/document/cjis_methods_of_dq_control_for_ucr.pdf
- INFORMATICA White Paper, Monitoring Data Quality Performance Using Data Quality Metrics, https://bja.ojp.gov/sites/g/files/xyckuh186/files/media/document/informatica_whitepaper_monitoring_dq_using_metrics.pdf
- Bureau of Justice Statistics, Quality Guidelines Generally Followed for Police-Public Contact Surveys, but Opportunities Exist to Help Assure Agency Independence, https://bja.ojp.gov/sites/g/files/xyckuh186/files/media/document/bjs_dq_guidelines_police_public.pdf
- Office of Management and Budget Memorandum, Safeguarding Against and Responding to the Breach of Personally Identifiable Information, https://bja.ojp.gov/sites/g/files/xyckuh186/files/media/document/safeguarding_and_responding_to_pii_breaches.pdf
- Office of Management and Budget's Office of Information and Regulatory Affairs, Web Resource for Information Quality Guidelines, www.whitehouse.gov/omb/inforeg/agency_info_quality_links.html